Regulatory Compliance Specialist

Position Overview:

We are seeking a highly motivated and detail-oriented Regulatory Compliance Specialist to join our dynamic team. The ideal candidate will be responsible for monitoring and ensuring compliance with global financial licenses and regulations. This role requires an individual who is proactive in staying updated with regulatory changes and can help the firm navigate complex compliance environments across multiple jurisdictions..

Key Responsibilities:

• Monitor and maintain compliance with regulatory requirements for global financial licenses such as CySec, FSC Mauritius, and FCA UK.
• Conduct regulatory reporting and maintain accurate records for compliance audits.
• Assist in the development and implementation of compliance policies and procedures.
• Coordinate with legal teams to assess the impact of new regulatory changes.
• Support in the preparation for regulatory examinations and audits.
• Provide training and guidance to internal teams on compliance-related issues.
• Identify and address potential compliance risks, ensuring timely resolution.

Qualifications:

• Bachelor’s degree in Law, Finance, or a related field.
• Minimum 3-5 years of experience in regulatory compliance, preferably within the financial services industry.
• Proven expertise in strategically managing global financial licenses
• Strong knowledge of global regulatory environments and the ability to manage multiple jurisdictions.
• Excellent strategic thinking, problem-solving, and analytical skills.
• Strong communication skills with the ability to collaborate across departments.
• Proactive and detail-oriented with the ability to manage complex compliance tasks.